Click on the link below to read an article with recommendations and a sample confidentiality notice for the facsimile transmission of health information. Davis, Nancy, et al. (2006, August). Facsimile Transmission of Health Information (Updated). AHIMA Practice Brief. Chicago, IL: American Health Information Management Association. Posted with permission from the American Health Information Management Association (AHIMA). . Given what you’ve read in this article, write a HIPAA-compliant Release of Information Policy and Procedure for Faxing Protected Health Information. Also compose a memo to accompany your policy and procedure and addressed to your hospital administrator asking for approval. Submit your completed assignment by following the directions linked below. Please check the for specific due dates. Save your assignment as a Microsoft Word document. (Mac users, please remember to append the “.docx” extension to the filename.) The name of the file should be your first initial and last name, followed by an underscore and the name of the assignment, and an underscore and the date. An example is shown below: (I have attached the article as a PDF)

HIPAA-Compliant Release of Information Policy and Procedure for Faxing Protected Health Information


The purpose of this policy and procedure is to ensure that the faxing of protected health information (PHI) within our healthcare organization complies with the guidelines set forth by the Health Insurance Portability and Accountability Act (HIPAA). This policy outlines the necessary steps and precautions to maintain the confidentiality, integrity, and security of PHI during fax transmission.


1. Authorization and Verification

1.1 Any request for faxing PHI must be accompanied by a valid and signed authorization form from the patient or their legal representative. This form must be reviewed for completeness and authenticity by the corresponding healthcare provider or designated staff member before proceeding with the faxing process.

1.2 Prior to faxing, the sender must verify the recipient’s identity and contact information to ensure the accuracy of the fax transmission. This verification process may involve calling the recipient at a known, valid phone number and comparing it to the phone number provided.

2. Fax Machine Placement and Security

2.1 Fax machines should be placed in secure locations accessible only to authorized personnel. Access to the fax machine should be limited and safeguarded through the use of secure login credentials or physical barriers such as locked doors.

2.2 All fax machines must be equipped with auto-answer capabilities to receive incoming faxes securely. The auto-answer feature should be programmed to activate after a reasonable number of rings to minimize the risk of unauthorized individuals gaining access to the faxed information.

2.3 Fax machines must be regularly inspected and maintained to ensure their proper functioning and to minimize the risk of accidental disclosure or unauthorized interception of PHI.

3. Fax Transmission

3.1 Before initiating the fax transmission, the sender must ensure that the fax number of the intended recipient is correct and verified. The fax number should be double-checked for accuracy to prevent misdirected faxes.

3.2 The sender should use a cover sheet for all faxed PHI, clearly indicating that it contains confidential information and should be delivered only to the intended recipient. The cover sheet must include the sender’s contact information for any questions or concerns.

3.3 If possible, the sender should use a fax machine with encryption capabilities to ensure the secure transmission of PHI. If encryption is not available, alternative security measures (discussed in the following section) should be employed.

3.4 When initiating the fax transmission, the sender should remain in close proximity to the fax machine to promptly remove the transmitted documents and prevent unauthorized access.

4. Security Measures for Non-Encrypted Faxing

4.1 If encryption capabilities are not available, the sender should implement additional security measures to protect the confidentiality of the transmitted PHI. These measures may include:

4.1.1 Minimizing the use of faxing for sensitive information and exploring alternative secure communication methods, such as secure email or secure file transfer.

4.1.2 Using a designated cover sheet with a warning statement indicating that the fax contains confidential information. The warning statement should explicitly request the recipient to verify the receipt of the faxed information.

4.1.3 Employing a confirmation process, such as calling the recipient after the fax transmission to confirm its receipt and security.

4.1.4 Ensuring that the fax machine is located in a secure area where unauthorized individuals cannot access the received faxes.


1. Request for Faxing PHI

1.1 The requesting individual or department must complete an authorized request form, including the patient’s signed authorization for the release of PHI.

1.2 The completed request form should be submitted to the healthcare provider or designated staff member responsible for reviewing and approving the request.

1.3 The healthcare provider or designated staff member reviews the request form for completeness and authenticity and verifies the patient’s authorization.

1.4 Upon approval, the request is forwarded to the appropriate department or individual responsible for faxing the requested information.

2. Verification of Recipient Information

2.1 The responsible department or individual verifies the identity and contact details of the intended recipient by comparing the provided information to known records or through direct contact.

2.2 Any discrepancies or concerns regarding the recipient’s identity or contact information should be reported to the appropriate authority for resolution before proceeding with the faxing process.

3. Preparing the Fax

3.1 The responsible department or individual ensures that the documents to be faxed are complete, accurate, and where applicable, properly de-identified to comply with HIPAA regulations.

3.2 A designated cover sheet, clearly indicating the confidential nature of the faxed information, is prepared and attached to the documents.

3.3 The cover sheet includes the necessary contact information of the sender, including name, department, and telephone number.

3.4 If encryption capabilities are available, the sender initiates the secure fax transmission. If encryption is not available, the additional security measures outlined in the policy section are implemented.

3.5 The sender remains in close proximity to the fax machine during transmission to promptly retrieve the transmitted documents.

4. Documentation and Tracking

4.1 The responsible department or individual maintains accurate records of all faxed PHI, including the date, time, sender, recipient, and purpose of the fax transmission.

4.2 An audit trail should be established to track and monitor all faxing activities to detect any unauthorized or suspicious activity.

4.3 Any incidents or breaches related to faxed PHI should be promptly reported to the designated privacy officer and followed by an appropriate incident response procedure.

Memo to Hospital Administrator

[Your Name]
[Your Title]

[Administrator’s Name]
[Administrator’s Title]
[Hospital Name]

Dear [Administrator’s Name],

I am writing to request your approval for the implementation of a HIPAA-compliant Release of Information Policy and Procedure for faxing Protected Health Information (PHI) within our healthcare organization. This policy aims to ensure the confidentiality, integrity, and security of PHI during fax transmission, in compliance with the guidelines set forth by the Health Insurance Portability and Accountability Act (HIPAA).

The attached policy and procedure outline the necessary steps and precautions to be followed when faxing PHI, including authorization and verification, proper placement and security of fax machines, and security measures for both encrypted and non-encrypted faxing. The procedure section provides detailed guidance on the steps involved, from the request for faxing PHI to the documentation and tracking of faxed information.

By implementing this policy and procedure, we aim to mitigate the potential risks associated with faxing PHI, such as unauthorized access, interception, or accidental disclosure. The outlined measures and controls will help maintain the confidentiality of patient information and prevent any breaches that could compromise patient privacy.

I believe that the implementation of this policy and procedure will be a valuable addition to our organization’s efforts in safeguarding patient health information, ensuring compliance with HIPAA requirements, and maintaining the trust and confidence of our patients.

I kindly request your prompt review and approval of the attached policy and procedure. Should you require any further information or clarification, please do not hesitate to contact me.

Thank you for your attention to this matter.


[Your Name]
[Your Title]